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Violation Tracker Individual Record

Company: Deluge, Inc. and Hydrotherm Power Corp.
Penalty: $11,194,254
Year: 2016
Date: November 21, 2016
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Deluge, Inc., Hydrotherm Power Corp. and their controlling individual were ordered to pay over $11 million in restitution and a $15,000 civil penalty in an Order finding they fraudulently sold unregistered securities in the state while unlicensed.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.