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Violation Tracker Individual Record

Company: G'ieber Financial, LLC
Penalty: $1,609,650
Year: 2008
Date: April 29, 2008
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: G'ieber and its controlling individual agreed to pay $1,559,650 in restitution and a $50,000 administrative penalty in settlement of allegations they acted as an investment adviser in the state without being licensed and acted in a dishonest or unethical manner.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.