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Violation Tracker Individual Record

Company: Maximo Natural Products, Inc.
Penalty: $353,751
Year: 2020
Date: June 30, 2020
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The owner and CEO of Maximo Natural Products agreed to pay $353,751 restitution in settlement of allegations the company and two individuals sold unregistered securities in the state while not registered as dealers or salespersons.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.