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Violation Tracker Individual Record

Company: Saba Tooth Tiger, LLC dba Saba Investments
Penalty: $1,412,099
Year: 2020
Date: November 12, 2020
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Saba Tooth Tiger and its owner agreed to pay $1,362,099 in restitution and a $50,000 Administrative Penalty in settlement of allegations they fraudulently sold unregistered securities in the state and were not registered as dealers or salespeople.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.