Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Solution, Sources, and Consulting, LLC and Energy Savings Solution, Inc.
Penalty: $1,229,186
Year: 2005
Date: January 31, 2005
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Solution, Sources, and Consulting, LLC, Energy Savings Solution, Inc., and their controlling individual were ordered to pay $1,179,186 in restitution and a $50,000 administrative penalty in an Order finding they fraudulently sold unregistered securities in the state without being registered as dealers.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.