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Violation Tracker Individual Record

Company: Bridge Harbor Management, Inc. and Creative Insurance Concepts, Inc.
Penalty: $11,780,076
Year: 2010
Date: December 3, 2010
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Bridge Harbor Management, Inc., Creative Insurance Concepts, Inc., and two individuals were ordered to jointly and severally pay $7.1 million in restitution and $4.6 million in civil penalties to resolve allegations they deceptively sold unqualified securities.
Level of Government: state
Action Type: agency action
Agency: California Department of Financial Protection and Innovation
Civil or Criminal Case: civil
Facility State: California
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.