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Violation Tracker Individual Record

Company: Renaissance Management, LLC et al.
Penalty: $20,275,000
Year: 2016
Date: April 15, 2016
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Renaissance Management, LLC, Secured Capital Investments, LLC, Logos Real Estate Holdings, LLC, Logos Lifetime Enterprises, LLC, Logos Management Group, LLC, Logos Wealth Advisors, Inc., and World Gardens Cafe, LLC agreed to jointly and severally pay $14 million in restitution and $6.275 million in civil penalties in settlement of alleged fraudulent activities in investment advice and securities sales.
Level of Government: state
Action Type: agency action
Agency: California Department of Financial Protection and Innovation
Civil or Criminal Case: civil
Facility State: California
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.