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Violation Tracker Individual Record

Company: Westlands Water District
Penalty: $125,000
Year: 2016
Date: March 9, 2016
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: California's largest agricultural water district, Westlands, agreed to pay $125,000 to settle allegations that it misled investors about its financial condition as it issued a $77 million bond offering.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Facility State: California
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.