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Violation Tracker Individual Record

Company: Fairfield Energy, Inc. and D.B. Wheeler, LLC and Amazon Exploration, LLC
Penalty: $975,000
Year: 2012
Date: June 21, 2012
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Fairfield Energy, Inc., D.B. Wheeler, LLC and Amazon Exploration, LLC, plus two individuals, agreed to pay $975,000 in restitution in settlement of allegations they violated state securities regulations.
Level of Government: state
Action Type: agency action
Agency: Colorado Division of Securities
Civil or Criminal Case: civil
Facility State: Colorado
Source of Data(click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.