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Company: OppenheimerFunds Distributor, Inc.
Current Parent Company:
Invesco
Parent at the Time of the Penalty Announcement:
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Recap of Ownership Changes:
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Penalty: $494,500
Year: 2007
Date: February 26, 2007
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: state
Action Type: agency action
Agency: Colorado Division of Securities
Civil or Criminal Case: civil
Facility State: Colorado
HQ Country of Current Parent: USA
HQ State of Current Parent: Georgia
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: investment management
Source of Data:
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the
Update Log.