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Violation Tracker Individual Record

Company: Air-Byrd Operations LLC
Penalty: $100,000
Year: 2011
Date: August 26, 2011
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Air-Byrd Operations LLC was ordered to pay $100,000 in an Administrative Order finding it sold unregistered securities in a deceptive manner.
Level of Government: state
Action Type: agency action
Agency: Connecticut Securities and Business Investments Division
Civil or Criminal Case: civil
Facility State: Connecticut
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.