Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Changes Worldwide, LLC
Penalty: $150,000
Year: 2017
Date: March 3, 2017
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Changes Worldwide was ordered to pay a $150,000 administrative fine in a Final Order finding that it engaged in the sale of unregistered securities without a license.
Level of Government: state
Action Type: agency action
Agency: Florida Office of Financial Regulation
Civil or Criminal Case: civil
Case ID: 66272-I
Facility State: Florida
Facility City: Lakeland
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.