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Violation Tracker Individual Record

Company: International Securities Corp.
Penalty: $5,000
Year: 2002
Date: September 30, 2002
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: state
Action Type: agency action
Agency: Florida Office of Financial Regulation
Civil or Criminal Case: civil
Case ID: 3504-S-7/02
Facility State: Florida
Source of Data: (click here)
Notes: The payment was made to the Securities Anti-Fraud Trust Fund, but was not noted as being a fine or penalty.
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.