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Violation Tracker Individual Record

Company: Security Asset Management, Inc. and Security Asset Capital Corp.
Penalty: $20,000
Year: 2001
Date: February 1, 2001
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: state
Action Type: agency action
Agency: Florida Office of Financial Regulation
Civil or Criminal Case: civil
Case ID: 3044-S-12/00
Facility State: Florida
Source of Data(click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.