Violation Tracker Individual Record
Company:
R.J. Aubrey Investment Corp.
Penalty:
$7,500
Year:
2005
Date:
September 2, 2005
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Level of Government:
state
Action Type:
agency action
Agency:
Illinois Secretary of State-Securities
Civil or Criminal Case:
civil
Facility State:
Illinois
Source of Data:
https://www.ilsos.gov/adminactionssearch/adminactionssearch?command=viewPDF&itemId=92%203%20ICM7%20PRODCMZ13%20SE_AA_MgtView59%2026%20A1001001A13F13B01406J3082418%20A13F13B01406J308241%2014%201051
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
