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Violation Tracker Individual Record

Company: Suisse Capital Complex, Inc. and Asia Equities, Inc.
Penalty: $271,200
Year: 2009
Date: March 27, 2009
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: state
Action Type: agency action
Agency: Indiana Securities Division
Civil or Criminal Case: civil
Case ID: 08-0897 CD
Facility State: Indiana
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.