Violation Tracker Individual Record
Company:Money Concepts Capital Corp.
Date:July 4, 2008
Offense Group:financial offenses
Primary Offense:investor protection violation
Level of Government:state
Action Type:agency action
Agency:Kentucky Department of Financial Institutions
Civil or Criminal Case:civil
Settlement payments were $1,000 examination fees (not included in penalty amount) and $5,000 contribution to the state Investor Protection Trust.
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