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Violation Tracker Individual Record

Company: Feltl and Company
Penalty: $7,500
Year: 2012
Date: October 1, 2012
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: state
Action Type: agency action
Agency: Minnesota Department of Commerce
Civil or Criminal Case: civil
Facility State: Minnesota
Facility City: Minneapolis
Source of Data(click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.