Basic Search
|
Summaries
|
Advanced SearchViolation Tracker Individual Record
Company: Edward D. Jones & Co. L.P.
Current Parent Company:
Jones Financial
Parent at the Time of the Penalty Announcement:
subscribe to see this data field
Penalty: $40,500
Year: 2010
Date: July 9, 2010
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: state
Action Type: agency action
Agency: Missouri Secretary of State-Securities
Civil or Criminal Case: civil
Facility State: Missouri
HQ Country of Current Parent: USA
HQ State of Current Parent: Missouri
Ownership Structure of Current Parent: privately held
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: financial services
Source of Data:
(click here)
Source Notes: If an online information source is not working, check the Violation Tracker
Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the
Update Log.
