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Violation Tracker Individual Record

Company: The Princeton Partnership, LLC
Penalty: $3,016,710
Year: 2015
Date: April 14, 2015
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The Princeton Partnership, LLC and one individual agreed to pay $2,981,710 in restitution, a $30,000 civil penalty and $5,000 in costs in settlement of allegations they fraudulently sold unregistered securities in the state without being registered to deal in securities. This was a Final Order that was stipulated and agreed to by the respondents.
Level of Government: state
Action Type: agency action
Agency: Missouri Secretary of State-Securities
Civil or Criminal Case: civil
Facility State: Missouri
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.