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Violation Tracker Individual Record

Company: Cornerstone Financial Corp. and K&B Investments, LLC
Penalty: $266,000
Year: 2012
Date: September 12, 2012
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: state
Action Type: agency action
Agency: Montana Commissioner of Securities & Insurance
Civil or Criminal Case: civil
Facility State: Montana
Source of Data: (click here)
Notes: Also a large restitution payment detailed in Order, but amount would depend on situation.
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.