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Violation Tracker Individual Record

Company: ANS Enterprises, LLC
Penalty: $453,138
Year: 2014
Date: June 6, 2014
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: ANS Enterprises, LLC was ordered to pay $453,138 in restitution in a lawsuit brought by the Bureau of Securities alleging it committed violations while working with the Osiris Fund Limited Partnership, accused of securities fraud. ANS Enterprises was not found to have committed fraud.
Level of Government: state
Action Type: agency action
Agency: New Jersey Bureau of Securities
Civil or Criminal Case: civil
Facility State: New Jersey
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.