Violation Tracker Individual Record
Company:
Banco Espirito Santo, S.A.
Current Parent Company:
Banco Espirito Santo
Penalty:
$1,900,000
Year:
2011
Date:
May 19, 2011
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Violation Description:
sale of unregistered securities
Level of Government:
state
Action Type:
agency action
Agency:
New Jersey Attorney General
Civil or Criminal Case:
civil
Facility State:
New Jersey
HQ Country of Parent:
Portugal
Ownership Structure of Parent:
out of business
Major Industry of Parent:
financial services
Specific Industry of Parent:
banking
Source of Data:
http://www.nj.gov/oag/newsreleases11/pr20110519a.html
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
