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Violation Tracker Individual Record

Company: Cifuentes Fund Management, LLC
Penalty: $2,000,000
Year: 2016
Date: May 27, 2016
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Cifuentes Fund Management, LLC and its owners were ordered to pay a $2 million civil penalty by the Bureau of Securities for selling unregistered, fraudulent securities.
Level of Government: state
Action Type: agency action
Agency: New Jersey Bureau of Securities
Civil or Criminal Case: civil
Facility State: New Jersey
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.