Violation Tracker Individual Record
Company:
Banco Espirito Santo S.A.
Current Parent Company:
Banco Espirito Santo
Penalty:
$975,000
Year:
2011
Date:
October 24, 2011
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Level of Government:
state
Action Type:
agency action
Agency:
New York Attorney General
Civil or Criminal Case:
civil
Facility State:
New York
HQ Country of Parent:
Portugal
Ownership Structure of Parent:
out of business
Major Industry of Parent:
financial services
Specific Industry of Parent:
banking
Source of Data:
https://web.archive.org/web/20161231233657/http://www.ag.ny.gov/press-release/ag-schneiderman-announces-multi-million-dollar-settlement-banco-esp%C3%ADrito-santo-sa-over
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
