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Violation Tracker Individual Record

Company: D.H. Blair & Co.
Penalty: $21,000,000
Year: 2002
Date: March 8, 2002
Offense Group: financial offenses
Primary Offense: accounting fraud or deficiencies
Secondary Offense: price-fixing or anti-competitive practices
Violation Description: Brokerage firm D.H. Blair & Co. pleaded guilty to securities fraud and collusion to fix securities prices along with its four top managers, together having to pay $21 million in restitution to customers.
Level of Government: local
Action Type: agency action
Agency: Manhattan (NY) District Attorney
Civil or Criminal Case: criminal
Private Lawsuit Resolution Type: verdict
Facility State: New York
Facility County: New York
Facility City: New York
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.