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Violation Tracker Individual Record

Company: Life Insurance Company Of The Southwest
Current Parent Company: National Life Group
Penalty: $17,500
Year: 2014
Date: July 21, 2014
Offense Group: consumer-protection-related offenses
Primary Offense: insurance violation
Violation Description: Fine levied for allowing a producer to act as its agent in Washington without the Company having appointed him as such; For accepting the sale of an annuity to a Washington resident without the Washington-required replacement form; Failing to require its agents to complete the Washington replacement...
Level of Government: state
Action Type: agency action
Agency: Washington State Office of the Insurance Commissioner
Civil or Criminal Case: civil
Facility State: Washington
HQ Country of Current Parent: USA
HQ State of Current Parent: Vermont
Ownership Structure of Current Parent: mutual
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: insurance
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.