Violation Tracker Individual Record
Company:
Vlad Investments, LLC
Penalty:
$6,350
Year:
2011
Date:
October 6, 2011
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Level of Government:
state
Action Type:
agency action
Agency:
Washington State Department of Financial Institutions
Civil or Criminal Case:
civil
Facility State:
Washington
Source of Data:
https://dfi.wa.gov/documents/securities-orders/S-11-0578-11-FO01.pdf
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
