Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: ADM Investor Services Inc.
Current Parent CompanyArcher Daniels Midland
Parent at the Time of the Penalty Announcement subscribe to see this data field
Penalty: $250,000
Year: 2019
Date: July 11, 2019
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: financial institution supervision failures
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
HQ Country of Current Parent: USA
HQ State of Current Parent: Illinois
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: agribusiness
Specific Industry of Current Parent: agribusiness
Source of Data(click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.