Violation Tracker Individual Record
Company:AEGON USA Investment Management LLC et al.
Date:August 27, 2018
Offense Group:financial offenses
Primary Offense:investor protection violation
The Securities and Exchange Commission announced charges against four Transamerica entities for misconduct involving faulty investment models and ordered the entities to refund $97 million to misled retail investors.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
HQ Country of Parent:Netherlands
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:insurance
Source of Data:
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