Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: American Express Financial Advisors
Current Parent Company: Ameriprise Financial
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Recap of Ownership Changes:  subscribe to see this data field
Penalty: $31,000,000
Year: 2002
Date: June 16, 2002
Offense Group: employment-related offenses
Primary Offense: employment discrimination
Secondary Offense: gender discrimination
Level of Government: federal
Action Type: private litigation
Court: District of the District of Columbia
Civil or Criminal Case: civil
Case ID: 1:02-cv-0082
Case Name: Kosen et al v. American Express Financial Advisors Inc. et al
Private Lawsuit Resolution Type: settlement
HQ Country of Current Parent: USA
HQ State of Current Parent: Minnesota
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: financial services
Source of Data: (click here)
Link to PACER Case Docket (must be logged in): (click here)
Link to Archived Court Document:  subscribe to see this data field
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.