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Violation Tracker Individual Record

Company: Ameriprise Group
Current Parent Company: Ameriprise Financial
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $1,500,000
Year: 2017
Date: January 30, 2017
Offense Group: consumer-protection-related offenses
Primary Offense: insurance violation
Violation Description: The RiverSource subsidiaries of Ameriprise agreed to pay $1.5 million to settle multistate litigation regarding the use of the Social Security Administration's Death Master File.
Level of Government: state
Action Type: agency action
Agency: Multistate Attorneys General Case
Civil or Criminal Case: civil
HQ Country of Current Parent: USA
HQ State of Current Parent: Minnesota
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: financial services
Source of Data: $1.5 Million Life Claim Settlement Reached with Ameriprise Group, States News Service, January 30, 2017 (via Nexis).
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.