Violation Tracker Individual Record
Company:
AMG Energy, LLC and R. Thomas?& Co., LLC
Penalty:
$150,000
Year:
2017
Date:
March 3, 2017
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Violation Description:
The Securities and Exchange Commission obtained a final judgment against all defendants in an action involving fraudulent and unregistered offerings of oil and gas investments.
Level of Government:
federal
Action Type:
agency action
Agency:
Securities and Exchange Commission
Civil or Criminal Case:
civil
Source of Data:
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.