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Violation Tracker Individual Record

Company: 
AMG Energy, LLC and R. Thomas?& Co., LLC
Penalty: 
$150,000
Year: 
2017
Date: 
March 3, 2017
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

The Securities and Exchange Commission obtained a final judgment against all defendants in an action involving fraudulent and unregistered offerings of oil and gas investments.

Level of Government: 
federal
Action Type: 
agency action
Agency: 
Securities and Exchange Commission
Civil or Criminal Case: 
civil
Source of Data: 

https://www.sec.gov/litigation/litreleases/2017/lr23767.htm (archived copy)

Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.