Violation Tracker Individual Record
Company:AMG Energy, LLC and R. Thomas?& Co., LLC
Date:March 3, 2017
Offense Group:financial offenses
Primary Offense:investor protection violation
The Securities and Exchange Commission obtained a final judgment against all defendants in an action involving fraudulent and unregistered offerings of oil and gas investments.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
Source of Data:
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