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Violation Tracker Individual Record

Company: AT&T
Current Parent Company: AT&T
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $6,250,000
Year: 2022
Date: December 5, 2022
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: AT&T agreed to pay a $6.25 million penalty and three company executives agreed to pay $25,000 apiece stemming fromcharges brought in March 2021related to the company's selective disclosure of material nonpublic information to research analysts in violation of Regulation FD and Section 13(a) of the Securities Exchange Act of 1934.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
HQ Country of Current Parent: USA
HQ State of Current Parent: Texas
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: telecommunications
Specific Industry of Current Parent: telecommunications
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.