Violation Tracker Individual Record

Company: 
Baystar Capital Management LLC
Penalty: 
$12,112,416
Year: 
2011
Date: 
March 1, 2011
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Level of Government: 
federal
Action Type: 
agency action
Agency: 
U.S. Attorney-Northern District of California
Civil or Criminal Case: 
criminal
Prosecution Agreement: 
deferred prosecution agreement
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.