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Violation Tracker Individual Record

Company: Baystar Capital Management LLC
Penalty: $12,112,416
Year: 2011
Date: March 1, 2011
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: federal
Action Type: agency action
Agency: U.S. Attorney-Northern District of California
Civil or Criminal Case: criminal
Prosecution Agreement: deferred prosecution agreement
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.