Violation Tracker Individual Record
: BlockFi Lending LLC
: February 14, 2022
: financial offenses
: investor protection violation
: BlockFi agreed to pay $50 million to the Securities and Exchange Commission and $50 million shared equally between 53 NASAA member agencies ($943,396 each) in settlement of allegations the company offered and sold unregistered securities in the form of interest-bearing digital asset deposit accounts.
Level of Government
: agency action
: Multistate Attorneys General Case
Civil or Criminal Case
Source of Data
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Current parent company note
: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log