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Violation Tracker Individual Record

Company: BNP Paribas Commodity Futures, Ltd.
Current Parent CompanyBNP Paribas
Parent at the Time of the Penalty Announcement subscribe to see this data field
Penalty: $25,000
Year: 2008
Date: March 12, 2008
Offense Group: miscellaneous offenses
Primary Offense: data submission deficiencies
Violation Description: The U.S. Commodity Futures Trading Commission announced that BNP Paribas Commodity Futures, Ltd. would pay a $25,000 civil monetary penalty to settle charges that it failed to provide to the CFTC timely and accurate account information for a reportable large trader account, as required by CFTC regulations.
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
HQ Country of Current Parent: France
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking
Source of Data(click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.