Violation Tracker Individual Record

Company: 
Bridgeway Capital Management
Penalty: 
$5,116,464
Year: 
2004
Date: 
September 15, 2004
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Bridgeway Capital Management agreed to pay more than $5 million to settle allegations relating to illegal performance-based fees that Bridgeway charged to three of its mutual funds.

Level of Government: 
federal
Action Type: 
agency action
Agency: 
Securities and Exchange Commission
Civil or Criminal Case: 
civil
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.