Violation Tracker Individual Record

Company: 
Cinergy Marketing & Trading, LP
Current Parent Company: 
Duke Energy
Penalty: 
$3,000,000
Year: 
2004
Date: 
November 16, 2004
Primary Offense: 
data submission deficiencies
Violation Description: 

The U.S. Commodity Futures Trading Commission announced the issuance of an administrative order filing and simultaneously settling allegations against Cinergy Marketing & Trading, LP, as successor in interest to Cinergy Marketing & Trading, LLC. Cinergy agreed to pay a $3 million civil monetary penalty to settle charges of false reporting of trade information concerning natural gas transactions.

Level of Government: 
federal
Action Type: 
agency action
Agency: 
Commodity Futures Trading Commission
Civil or Criminal Case: 
civil
HQ Country of Parent: 
USA
HQ State of Parent: 
North Carolina
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
utilities and power generation
Specific Industry of Parent: 
utilities
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.