Violation Tracker Individual Record
Company:Citadel Securities LLC
Date:January 13, 2017
Offense Group:financial offenses
Primary Offense:investor protection violation
Citadel Securities LLC agreed to pay $22.6 million to settle charges that its business unit handling retail customer orders from other brokerage firms made misleading statements to them about the way it priced trades.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
Source of Data:
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