Violation Tracker Individual Record
Date:January 4, 2018
Primary Offense:anti-money-laundering deficiencies
Failure to comply with the agency's 2012 consent order related to Bank Secrecy Act and anti-money laundering deficiencies.
Level of Government:federal
Action Type:agency action
Agency:Office of the Comptroller of the Currency
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:New York
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking & securities
Source of Data:
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