Violation Tracker Individual Record
Company:Citigroup Global Markets, Inc.
Date:March 23, 2005
Offense Group:financial offenses
Primary Offense:investor protection violation
Citigroup Global Markets, Inc. agreed to pay $20 million to settle allegations that it failed to provide customers with important information relating to their purchases of mutual fund shares.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:New York
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking & securities
Source of Data:
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