Violation Tracker Individual Record

Company: 
City Securities Corporation
Penalty: 
$580,000
Year: 
2013
Date: 
July 29, 2013
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

A municipal bond underwriter agreed to pay $580,000 to settle allegations of relating to false statements in a school district bond offering.

Level of Government: 
federal
Action Type: 
agency action
Agency: 
Securities and Exchange Commission
Civil or Criminal Case: 
civil
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.