Violation Tracker Individual Record
Company:Deutsche Bank AG
Date:September 30, 2015
Primary Offense:data submission deficiencies
The U.S. Commodity Futures Trading Commission issued an Order filing and simultaneously settling charges against Deutsche Bank AG for failing to properly report its swaps transactions from in or about January 2013 until July 2015.
Level of Government:federal
Action Type:agency action
Agency:Commodity Futures Trading Commission
Civil or Criminal Case:civil
HQ Country of Parent:Germany
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking & securities
Source of Data:
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