Violation Tracker Individual Record
Company:Deutsche Bank Securities Inc.
Date:December 3, 2002
Offense Group:miscellaneous offenses
Primary Offense:data submission deficiencies
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
HQ Country of Parent:Germany
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking & securities
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