Violation Tracker Individual Record
Company:
Diamondback Capital Management LLC
Penalty:
$9,000,000
Year:
2012
Date:
January 23, 2012
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Secondary Offense:
securities issuance or trading violation
Violation Description:
Diamondback Capital Management LLC agreed to pay more than $9 million to settle insider-trading allegations.
Level of Government:
federal
Action Type:
agency action
Agency:
Securities and Exchange Commission
Civil or Criminal Case:
civil
Source of Data:
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
