Violation Tracker Individual Record
Company:Edward D. Jones & Co., L.P.
Date:April 22, 2019
Offense Group:employment-related offenses
Primary Offense:benefit plan administrator violation
Secondary Offense:pension ERISA violation
Edward D. Jones agreed to pay $3.175 million to settle a lawsuit alleging it engaged in self-dealing in the administration of its 401(k) plan.
Level of Government:federal
Action Type:private litigation
Court:Eastern District of Missouri
Civil or Criminal Case:civil
Case Name:Schultz et al v. Edward D. Jones & Co., L.P. et al
Private Lawsuit Resolution Type:settlement
HQ Country of Parent:USA
HQ State of Parent:Missouri
Ownership Structure of Parent:privately held
Major Industry of Parent:financial services
Specific Industry of Parent:financial services
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