Violation Tracker Individual Record

Company: 
Elfindepan, S.A., Strategic Asset Funds, S.A. and Southern Financial Group
Penalty: 
$6,417,122
Year: 
2008
Date: 
April 29, 2008
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Secondary Offense: 
securities issuance or trading violation
Level of Government: 
federal
Action Type: 
agency action
Agency: 
Securities and Exchange Commission
Civil or Criminal Case: 
civil
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.