Violation Tracker Individual Record
Company:First Eagle Investment Management and FEF Distributors
Date:September 21, 2015
Offense Group:financial offenses
Primary Offense:investor protection violation
First Eagle Investment Management and FEF Distributors agreed to pay nearly $40 million to settle allegations of improperly using mutual fund assets to pay for the marketing and distribution of fund shares.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
Source of Data:
Source Notes:If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.