Violation Tracker Individual Record
Company:FleetBoston Financial Corporation
Date:March 15, 2004
Primary Offense:securities issuance or trading violation
The SEC reached an agreement regarding its market timing lawsuit against two subsidiaries of FleetBoston Financial Corporation - Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:North Carolina
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking
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